NC Regulatory Forms

NOTE: The downloadable forms listed below are in Adobe Acrobat "PDF" format unless otherwise indicated. You may "fill in fields and save your data" in the following electronic forms using Adobe Reader 7 or 8. Click here to download the free Adobe Reader 8.

Banks

Approval of Depository Banks (Form 3)

Approval of Depository Banks (Form 3) (Microsoft Word 2003 Format)  (Microsoft Word 2003 Format)
Examining Committee Report (Form 7)
Examining Committee Report (Form 7) (Microsoft Word 2003 Format) (Microsoft Word 2003 Format)
Oath of Directors (Form 2)
Oath of Directors (Form 2)  (Microsoft Word 2003 Format)
Report of Other Real Estate (Form 16a)
Report of Other Real Estate (Form 16a) (Microsoft Word 2003 Format)

Bank Holding Companies

Bank Holding Company Initial Registration (Form 61)
Bank Holding Company Annual Registration (Form 61a)

Bank Holding Company Organizational Information (Form 61b)

Savings Institutions

New Chief Executive Officer or Director (Form NCSI-01)

Check-Cashers

Check-Cashers Application (NC CC-1)
Notice of Check-Cashing Fees (NC CC-2)

Consumer Finance Companies

Consumer Finance 2005 Annual Report (NC CF-1)
Consumer Finance License Application (NC CF-2)
Other Business Application (NCCF 5)

Money Transmitters

Money Transmitter License Application
Money Transmitter License Renewal Application
Money Transmitter Bond
Money Transmitter Deposit In Lieu Of Surety Bond

Mortgage Lending (Forms and Fees)

Refund Anticipation Lenders (i.e., Tax Refund Lenders)

Refund Anticipation Lenders Application (NCRal-1)
Refund Anticipation Lenders Schedule of 2005 Loan Fees (NCRal-2)

Reverse Mortgage Lenders

Reverse Mortgage Lender Surety Bond
Reverse Mortgage Lender Application (RM56)
Intent To Make Reverse Mortgage Loans Application (RM57)

Trust Activities

Oath of Directors (Form 2T)
Oath of Directors (Form 2T)  (Microsoft Word 2003 Format)
Guide to Performing Directors Examination of the Trust Department and Preperation of Examining Committee Report (Form 8)
Guide to Performing Directors Examination of the Trust Department and Preparation of Examining Committee Report (Form 8)  (Microsoft Word 2003 Format)
Application for Trust License (Form 26)
Trust Assets Under Management - Trust Department (Form 29)
Trust Assets Under Management - State Trust Company (Form 29TC) (Please use https://www.nccob.org/Online/login.aspx to submit data online)

Instructions for Form 29TC - Trust Assets Under Management, State Trust Company

State Trust Company Consolidated Report of Condition and Income (Form 29a) (Please use https://www.nccob.org/Online/login.aspx to submit data online)
Application to Charter A Nondepository Trust Company (Form TC-001)
Application for Private Trust Company Status (Form TC-003)
Interagency Biographical and Financial Report (Form TC-002)
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