NC Mortgage Lending Licensing & Compliance Forms

NOTE: The downloadable forms listed below are in Adobe Acrobat "PDF" format unless otherwise indicated. You may "fill in fields and save your data" in the following electronic forms using Adobe Reader 7 or 8. Click here to download the free Adobe Reader 8.


Please visit the NMLS website to submit MU1, MU2, MU3, and MU4 filings as well as to update information.

 

Mortgage Lending Licensing & Compliance Forms

Uniform Individual Mortgage Application & Consent Form MU4

$97.50(including $30 NMLS fee)

(+46.00 for Criminal Background/ Credit Check for a total of $113.50)

Loan Officers

Obtain or amend license as a Mortgage Loan Officer, permitting the licensee to accept, or offer to accept, mortgage loan applications for North Carolina real estate. Update personal information on file with the Commissioner, to include change of name, address, phone number, e-mail address or employment.

Authority For Release of Information Form MLA01 $0

Loan Officers

Owners, Directors, etc.

To give authorization to perform a fingerprint search of the State and Federal criminal history record. 
Mortgage Broker Surety Bond MLA02 NA Mortgage Brokers

Establish and maintain financial responsibility as a Licensee.

 

Mortgage Lender Surety Bond

 

MLA03 NA Mortgage Lenders Establish and maintain financial responsibility as a licensee.

Claim of Exemption to the Mortgage Lending Act

 

 

MLA04 $0 ($250/year penalty for non-filing)

 

 

 

Mortgage Lenders and Brokers exempt from licensure (primarily banks and credit unions)

 

 

Satisfy claim for exemption from licensure without incurring penalties of $250/year. Note: Individuals employed as Loan Officers of exempt entities are not required to be licensed nor to file to claim their exempt status.

 

 

 

Provider of Education Course Application

No courses will be accepted after April 30 for a current fiscal year (July 1-June 30).

MLA05 $250

Education Providers

Obtain approval to offer a course to Loan Officer applicants and licensees to meet initial licensing or continuing education requirements. A form must be filed for each course, which may be offered multiple times from July 1 through June 30, whereafter approval for each course must be renewed.
Renewal Application For Course Approval MLA06  $100 Education Providers

Obtain approval to renew an approved course for initial licensing or continuing education. A form must be filed for each course, which can be offered multiple times from July 1 through June 30.

Mortgage Lender/Broker Certification

 

MLA07 $0 Mortgage Lenders Mortgage Brokers

Attachment for loan officer application when the individual has within the six-month period prior to the date of the application been, employed as and acting as a loan officer for an exempt entity which entity is exempt by virtue of an exemption claimed under G.S. 53-243.01(8)c.

 

 

Affiliated Mortgage Banker Certification

 

 MLA08 $100 Affiliated Mortgage Bankers Attachment for limited loan officer applications of Affiliated Mortgage Bankers.

 

Notice of Amortization Information & Examples

 

 MLA09
 NA Mortgage Lenders
Mortgage Brokers
Required notice for NC home loans per NCGS 24.

 

North Carolina Mortgage Lending Act Annual Report Form

 

 MLA10 NA Mortgage Lenders Mortgage Brokers To fulfill annual reporting requirements.

 

Surety Bond Under the Good Funds Settlement Act

 

MLA11 Formerly "NCMB-20" NA Mortgage Lenders Helps guarantee good funds for real-estate settlements.

 

Affiliated Mortgage Banker Criteria

 

MLA14  $0 Affiliated Mortgage Bankers Criteria needed to obtain an Affiliated Mortgage Banker License.
Employer Undertaking Form MLA15  $0 Qualifying Individual of hiring company Qualifying Individual undertakes the supervision of an employee with a Commissioner's Order.

Affidavit regarding Net Branching for Qualified Individual

MLA16  $0 Qualifying Individual To confirm the Qualifying Individual's understanding of the Commissioner's Declaratory Ruling 2003-01 regarding Net Branching.
Additional Information
Mortgage Lending Act Fee Schedule Fee Schedule NA All

Overview of fees.

 


Rev. 06/20/2008

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