Position: OCOB FINANCIAL EXAMINER Vacancy Number: 4604-0000-0004-027 Salary Grade: 00 Salary Range: $37980 - $103918 Hiring Range: $56700 - $69300 Department: DEPT OF COMMERCE Division: BANKING Type of Appointment: Perm Full-Time Location: WAKE Posting Date: 11/27/2007 Closing Date: Not Given Number of Positions: 2

Description of Work THE COMMISSIONER OF BANKS IS RECRUITING FOR TWO (2)JOURNEY LEVEL FINAN- CIAL EXAMINERS. A FINANCIAL EXAMINER WITHIN THE BANKING DIVISION GATHERS, ORGANIZES AND ANALYZES FINANCIAL INSTITUTION DATA AND INDUSTRY INFORMATION, DRAWS CONCLUSIONS, AND DOCUMENTS FINDINGS TO ASSESS THE SOUNDNESS AND VIABILITY OF THE INSTITUTION & ITS COMPLIANCE WITH FEDERAL & STATE LAWS/REGULATIONS,WORK ENSURES THE SAFE & LAWFUL CONDUCT OF THE FINANCIAL INSTITUTION AND PROMOTES PUBLIC CONFIDENCE IN THE INDUSTRY. STEPS IN THIS PROCESS REQUIRE KNOWLEDGE OF FINANCIAL INDUSTRY LAWS & REGULATIONS; ABILITY TO GATHER & ANALYZE INFORMATION IN ORDER TO IDENTIFY ISSUES, EXPOSURE TO RISK,DETERMINES SAFETY AND SOUNDNESS OF INSTITUTIONS; DETERMINES NONCOMPLIANCE WITH INTERNAL POLICIES AND ENFORCES GOVERNING LAWS AND/OR REGULATIONS; PREPARES WRITTEN REPORTS CONSULTS WITH MANAGERS AT FINANCIAL INSTITUTIONS & OTHER INTERESTED PARTIES; RECOMMENDS CORRECTIVE ACTIONS, AND REVIEWS & MONITORS THESE ACTIONS. MAINTAINS CONFIDENTIALITY & DISCRETION IN THE COURSE OF CON- DUCTING BUSINESS. EXERCISES SOUND JUDGEMENT DEVELOPED THROUGH TRAINING & EXPERIENCE. WORKS IN A TEAM ENVIRONMENT AND ADAPTS TO CHANGING CIRCUMSTANCES. Knowledge, Skills and Abilities JOURNEY LEVEL FINANCIAL EXAMINERS MUST HAVE DEMONSTRATED KNOWLEDGE OF LAWS, RULES, REGULATIONS, INDUSTRY STANDARDS AND ACCOUNTING/REPORT- ING PROCESSES APPLICABLE TO BANKING. DEMONSTRATED ABILITY TO APPLY THIS KNOWLEDGE TO ANALYZE FINANCIAL RECORDS OF BANKS & IDENTIFY AREAS OF RISK, MATERIAL DEFICIENCIES, AND VIOLATIONS OF STATE AND FEDERAL LAW AND REGULATIONS. DEMONSTRATED ABILITY TO PRESENT CONCISE, COMPRE- HENSIVE AND ACCURATE FINDINGS THROUGH BOTH WRITTEN PRODUCTS AND ORAL PRESENTATION. PROFICIENT IN EXCEL, WORD, POWERPOINT. ABILITY TO LEARN REGULATORY SOFTWARE PRODUCTS, SUCH AS GENESYS AND ALERT. **** WORK INVOLVES EXTENSIVE (UP TO 80%)OVERNIGHT TRAVEL **** FINANCIAL INSTITUTIONS INCLUDE COMMERCIAL BANKS, SAVINGS BANKS, SAVINGS AND LOAN ASSOCIATIONS, AND THEIR HOLDING COMPANIES, SUBSIDIARIES, AND THEIR AFFILIATES. **** A COPY OF COLLEGE TRANSCRIPT MUST BE SUBMITTED WITH STATE APPLICATION PD-107.RESUMES WILL NOT BE ACCEPTED IN LIEU OF STATE APPLICATION. MUST PROVIDE A WRITING SAMPLE ASSOCIATED WITH YOUR REGULATORY/ BANKING EXPERIENCE. (CONT) Training and Experience Requirements **** EMPLOYMENT SUBJECT TO ACCEPTABLE BACKGROUND CHECKS (CREDIT, CRIMINAL, DMV). PLEASE REFER TO THE DIVISION'S WEBSITE: WWW.NCCOB.ORG BACHELOR DEGREE IN A RELATED FIELD (BANKING, FINANCE, BUSINESS) AND MINIMUM OF TWO COURSES OF ACCOUNTING OR RELATED EDUCATION AND INDUSTRY EXPERIENCE. REQUIRED: MINIMUM OF FOUR (4) YEARS EXPERIENCE IN THE BANKING INDUSTRY. MANAGEMENT PREFERS CANDIDATES POSSESSING PREVIOUS EXPERIENCE WITH LENDING/LOAN REVIEW. ***** POSITIONS OPEN UNTIL FILLED ***** How to Apply: You must complete a PD-107 (Application for Employment) to be considered for this position. Degrees must be received from appropriately accredited institutions. Contact Person: ROSEMARY HUFFMANN Contact Agency:  BANKING Contact Address:  316 W. EDENTON STREET   4309 MAIL SERVICE CENTER   RALEIGH , NC  27699-4309 Contact Phone:  919-715-7768     Contact Fax:  919-733-6918